4 domains · every topicOrganized by the official FINRA outline, down to the topic.
The bank maps to the four FINRA domains by their exam weight, then splits into the outline's topics — so a weak spot is a topic you can open, not a vague "products" bucket.
Understanding Products and Their Risks
44% of exam · the largest domain
Equity SecuritiesDebt InstrumentsOptionsPackaged ProductsMunicipal Fund SecuritiesDirect Participation ProgramsREITsHedge FundsExchange-traded ProductsInvestment Risks
Trading, Customer Accounts & Prohibited Activities
31% of exam
Orders & StrategiesInvestment ReturnsTrade SettlementCorporate ActionsAccount Types & CharacteristicsCustomer Account RegistrationsAnti-money LaunderingBooks, Records & PrivacyCommunications with the PublicMarket ManipulationInsider TradingOther Prohibited Activities
Knowledge of Capital Markets
16% of exam
The SECSelf-regulatory OrganizationsOther Regulators & AgenciesMarket Participants & RolesTypes of MarketsThe Federal Reserve's ImpactBusiness Economic FactorsInternational Economic FactorsOfferings
Overview of the Regulatory Framework
9% of exam
Registration & Continuing EducationEmployee ConductReportable Events